3 Top Facts About the SEC Custody Rule Audit Requirement

Registered Investment Advisers (RIAs) are responsible for ensuring they…


A male accountant explaining the custody rule exemption to a male and woman coworker seated at desk

What is the Custody Rule Audit Exemption?

The Securities and Exchange Commission (SEC) requires regular surprise audits…


3 Frequent 401k Plan Audit Deficiencies Noted by the DOL

If you’re a retirement plan sponsor of large benefit plans, chances are you’ll…


Real estate agent

How to Prepare for Realtor Association Financial Audits

Realtor association financial audits are not only important for compliance but…


Franchise Auditor Engagement: What to Expect?

If you’re a franchisee, a franchise audit is necessary and, well, unavoidable.…


A group of employees at an organization meeting to discuss future 403b audits

Tackling the Top 3 Challenges in 403b Audits

Navigating 403b audits can be frustrating and confusing if you're not working…


3 Benefits of Working With A Virtual Auditor

Secure cloud-based software has launched a new era for audit and assurance…


Accounting for REITs: Simplifying How REITs Measure Earnings

When searching for the right audit firm to handle your REIT, accounting is one…


A close up of a woman's hands signing documents for audited financial statements

The 3 Key GAAP Audited Financial Statements

Preparing your company for an audit can be overwhelming, especially if you’re…


Investment Basics: What is a REIT?

The world of investment is vast and varied, and if you've ventured into real…


Man at a laptop reviewing top small public accounting firms in his area

4 Key Factors in Evaluating Small Public Accounting Firms

In the dynamic landscape of finance and business, choosing the right CPA firm…


SEC Auditor Independence: Why It Matters

An SEC auditor is responsible for conducting audits on entities subject to…


OMB Compliance Supplement: A Brief Introduction

The OMB Compliance Supplement highlights the compliance requirements for CPA…


A woman holding donation money to track in preparation of the nonprofit's uniform guidance audit

Do You Need A Uniform Guidance Audit?

As a nonprofit organization receiving Federal financial assistance, you may…