Broker Dealer Audits

Assurance Dimensions

Broker Dealer Audits

Public companies face the highest level of scrutiny. To avoid compliance issues, broker dealer audits need to be performed by auditors who understand the complexities of these types of audits.

Assurance Dimensions is a Public Company Accounting Oversight Board (PCAOB) registered audit firm in the specialized broker-dealer market.

To provide you with the most accurate and efficient engagement, we have the capacity to work with you remotely through our secure cloud-based software. Allowing you to manage your business without intrusion.

Business accountants using calculators to do broker dealer audits

What Makes Us Different

Assurance Dimensions is a registered PCAOB accounting firm. Our registration with the PCAOB enables us to perform broker-dealer audit examinations and holds us accountable to PCAOB standards for review. 

 We focus on quick response times and efficient audit services. Our fixed-fee structure allows for more competitive pricing than other big firms without sacrificing service or quality.

Unparalleled Service For Companies

  • Fixed Fee Pricing – No hidden fees. Contact us at any time at no extra cost. 
  • Personalized Communication –  We deliver timely audit services that best meet the unique needs of every client.
  • Experienced Professionals – Our team of highly-trained auditors has the expertise to provide you with efficient, effective, and error-free accounting services.
About Us

Our Experience

Broker-dealer audit examinations can be complicated, which is why it’s important to hire a firm with substantial industry experience.

For over a decade, Assurance Dimensions has provided high-caliber audit services to broker dealers companies throughout the United States. 

We use the latest industry best practices to stay on top of changes in the regulatory environment.

How We Can Help

To respond to the SEC’s growing complexity of regulations, it has become critical that broker-dealer firms enlist accounting teams with industry expertise. 

Our team of talented professionals provides our clients with big firm services with a personal approach to guarantee timely and consistent engagements according to PCAOB standards.

We strive to be approachable to answer questions when they arise so that your audit goes smoothly.

Comprehensive Business Advisory & SEC Services

In addition to broker-dealer audits and assurance, we offer comprehensive business advisory and SEC services for publicly traded companies. 

Get Started Today

Send us a message or request an appointment through the contact form below.

(813) 443-5048

Tampa Bay

4920 W Cypress Street, Suite 102
Tampa, FL 33607


4720 Salisbury Road, Suite 223
Jacksonville, FL 32256

South Florida

2000 Banks Road, Suite 218
Margate, FL 33063


1800 Pembrook Drive, Suite 300
Orlando, FL 32810