Broker Dealer Audits

Assurance Dimensions is registered with the PCAOB. Our registration with the PCAOB enables us to perform broker-dealer audit examinations and holds us accountable to PCAOB standards for review. 

 We focus on quick response times and efficient audit services. Our structure allows for more competitive pricing than other big firms without sacrificing service or quality.

Unparalleled Service For Companies

• Competitive Pricing – No hidden fees. Contact us at any time at no extra cost. 
• Personalized Communication –  We deliver timely audit services that best meet the unique needs of every client.
• Experienced Professionals – Our team of highly-trained auditors has the expertise to provide you with efficient, effective, and error-free accounting services.

To respond to the SEC’s growing complexity of regulations, it has become critical that broker-dealer firms enlist accounting teams with industry expertise. 

Our team of talented professionals provides our clients with big firm services with a personal approach to guarantee timely and consistent engagements according to PCAOB standards.

We strive to be approachable to answer questions when they arise so that your audit goes smoothly.

Comprehensive Business Advisory & SEC Services

In addition to broker-dealer audits and assurance, we offer comprehensive business advisory and SEC services for publicly traded companies. 

• Acquisition Audits
• Due Diligence
• Form Filings (Annual 10Ks, 11Ks, Quarterly 10Qs, Periodic 8Ks)
• Initial Public Offerings (IPOS)
• Internal Audit Co/Out-sourcing
• Registration Statements
• Sarbanes-Oxley (SOX) 404 Compliance
• Surprise Audits