Staying One Step Ahead: Preparing for a FINRA Audit

Broker-dealer firms play a crucial role in the financial industry, facilitating…


Do You Need A Uniform Guidance Audit?

As a nonprofit organization receiving Federal financial assistance, you may…


The Basics of FINRA Compliance for Broker Dealers

Navigating the complexities of financial regulations can be challenging for…


Audit Services: Ensuring Compliance and Transparency

Audit services play a pivotal role in ensuring compliance with mandated…


What Are the Benefits of Hiring a Remote Auditor?

Thanks to cloud-based technology and virtual conferencing, the work of a remote…


Federal Audit Requirements: Do You Need An Audit?

Nonprofit organizations (NPOs) work to help the public through their dedicated…


Top Reasons to Hire A Franchise CPA

A franchise CPA (Certified Public Accountant) professional works closely with…


Non Profit Accounting Firms: Making the Right Choice

Running a nonprofit organization (NPO) has its fair share of responsibilities.…


What is a GAAP Audit?

As a business owner, private company manager, or stakeholder, you've probably…


Understanding SEC Rule 17a4 Requirements for Broker-Dealers

On October 2022, the U.S. Securities and Exchange Commission (SEC) amended SEC…


Business executives discussing auditor independence rules while reviewing financial statements

Public Company Audits: Auditor Independence Rules

  Auditor independence rules are regulations set forth by the Securities…


Federal Single Audit: Questions and Answers

Navigating the waters of the nonprofit accounting world can be…


A few forms used for meeting single audit requirements laid out

Tips for Nonprofits to Meet Single Audit Requirements

To achieve their missions, nonprofit organizations receive revenue through…


Statute Compliance: Statutory Audit Requirements Overview

A statutory audit, a legally mandated examination of a company's, nonprofit’s,…


Constructon company employees updating their database for construction in progress accounting

Construction in Progress Accounting: What You Need To Know

  Construction companies and contractors understand construction projects…


What Is the Role of a CPA in Construction Company Audits?

The role of a CPA in construction is unique as the construction industry is…


What Are the Different Types of Audits for Nonprofits?

Nonprofits are critical organizations for communities. They fill in the gaps in…


How to Select the Right Audit Firm

Private company audits are required for various reasons, like improving…


Two men and a woman reviewing franchise fdd disclosure documents together

Franchise FDD: What are the 23 Franchise Disclosure Items?

  The Federal Trade Commission (FTC) is responsible for supervising…


How to Review A Franchise Disclosure Document

A crucial task for someone interested in becoming a franchisee is to carefully…


SEC Guidance: What Is A Custody Audit?

Registered investment advisers (RIAs) are often thrown off balance by the…


AICPA Audit vs. Review: How Are They Different?

What is the difference between an AICPA audit and a review? When companies need…


Signs Your Company Needs a Retirement Plan Audit

The Department of Labor (DOL), Pension Benefit Guaranty Corporation (PBGC), and…


Close up of clock on forefront with businessman working on ERISA audit requirements on his laptop in office in background

ERISA Audit Requirements: Key Deadlines and Guidelines

  Companies that sponsor employee benefit plans with 100 or more…


Team of contractors discussing their projects and how they affect the accounting for construction companies

Basics of Accounting for Construction Companies

  Accounting for construction companies can be a complex task.…


A woman who is a PCAOB auditor reviewing documents from a client

What is a PCAOB Auditor?

  A PCAOB auditor is a licensed accountant or accounting firm that…


Top Benefit Audit Deadlines Every Plan Sponsor Must Know

Missing a 401k plan audit deadline can be a costly error for a company. But,…


80/120 Rule: Do You Need An ERISA Audit?

Employee benefit plans (EBP) such as 403(b), 401(k), and other retirement…


Top 5 Forms for PCAOB Auditing Standards

PCAOB auditing standards can be complex, and the forms involved can be…


Busy multiethnic old and young business people group working together discussing working with a CPA audit firm

CPA Audit Firm: OTC vs. SEC Reporting

  The importance of comprehensive and reliable financial statements for…