Staying One Step Ahead: Preparing for a FINRA Audit
Broker-dealer firms play a crucial role in the financial industry, facilitating…
Do You Need A Uniform Guidance Audit?
As a nonprofit organization receiving Federal financial assistance, you may…
The Basics of FINRA Compliance for Broker Dealers
Navigating the complexities of financial regulations can be challenging for…
Audit Services: Ensuring Compliance and Transparency
Audit services play a pivotal role in ensuring compliance with mandated…
What Are the Benefits of Hiring a Remote Auditor?
Thanks to cloud-based technology and virtual conferencing, the work of a remote…
Federal Audit Requirements: Do You Need An Audit?
Nonprofit organizations (NPOs) work to help the public through their dedicated…
Top Reasons to Hire A Franchise CPA
A franchise CPA (Certified Public Accountant) professional works closely with…
Non Profit Accounting Firms: Making the Right Choice
Running a nonprofit organization (NPO) has its fair share of responsibilities.…
Understanding SEC Rule 17a4 Requirements for Broker-Dealers
On October 2022, the U.S. Securities and Exchange Commission (SEC) amended SEC…
Public Company Audits: Auditor Independence Rules
Auditor independence rules are regulations set forth by the Securities…
Federal Single Audit: Questions and Answers
Navigating the waters of the nonprofit accounting world can be…
Tips for Nonprofits to Meet Single Audit Requirements
To achieve their missions, nonprofit organizations receive revenue through…
Statute Compliance: Statutory Audit Requirements Overview
A statutory audit, a legally mandated examination of a company's, nonprofit’s,…
Construction in Progress Accounting: What You Need To Know
Construction companies and contractors understand construction projects…
What Is the Role of a CPA in Construction Company Audits?
The role of a CPA in construction is unique as the construction industry is…
What Are the Different Types of Audits for Nonprofits?
Nonprofits are critical organizations for communities. They fill in the gaps in…
How to Select the Right Audit Firm
Private company audits are required for various reasons, like improving…
Franchise FDD: What are the 23 Franchise Disclosure Items?
The Federal Trade Commission (FTC) is responsible for supervising…
How to Review A Franchise Disclosure Document
A crucial task for someone interested in becoming a franchisee is to carefully…
SEC Guidance: What Is A Custody Audit?
Registered investment advisers (RIAs) are often thrown off balance by the…
AICPA Audit vs. Review: How Are They Different?
What is the difference between an AICPA audit and a review? When companies need…
Signs Your Company Needs a Retirement Plan Audit
The Department of Labor (DOL), Pension Benefit Guaranty Corporation (PBGC), and…
ERISA Audit Requirements: Key Deadlines and Guidelines
Companies that sponsor employee benefit plans with 100 or more…
Basics of Accounting for Construction Companies
Accounting for construction companies can be a complex task.…
Top Benefit Audit Deadlines Every Plan Sponsor Must Know
Missing a 401k plan audit deadline can be a costly error for a company. But,…
80/120 Rule: Do You Need An ERISA Audit?
Employee benefit plans (EBP) such as 403(b), 401(k), and other retirement…
Top 5 Forms for PCAOB Auditing Standards
PCAOB auditing standards can be complex, and the forms involved can be…
CPA Audit Firm: OTC vs. SEC Reporting
The importance of comprehensive and reliable financial statements for…